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Compliance

Mortgage lending is federally regulated, and is an extremely serious business. If changing rules and state regulations have your head spinning, our compliance department can answer your toughest problems and concerns. With over twelve years in the financial industry, inside experience as a state bank examiner, and strong connections with state regulatory commissions, we can help you move through the ins and outs of the compliance maze.

Our compliance dept. can help you with:

  • Investor approvals ~ our legal team has negotiated and approved contracts with over 60 national investors.
  • Marketing rules and regulations for online, in print and on air.
  • State compliance regulations
  • Do Not Call regulations
  • Assistance with state and federal licensing requirements
  • Annual licensing and lender reports